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U.S. Trust Corporation
Results: 466

#	Item
221	Notice of Filing of a Proposed Rule Change to Trade Submission Requirements and Pre-Netting; Rel. No[removed]; File No. SR-FICC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-01 17:36:24 Finance Financial markets Depository Trust & Clearing Corporation First Issues Collectors Club Settlement Netting Clearing Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Financial system Securities
222	Order Approving Proposed Rule Change To Establish a Fine for Members Failing to Conduct Connectivity Testing; Rel. No[removed], File Nos. SR-DTC[removed], SR-FICC[removed], and SR-NSCC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-16 13:52:20 Finance Central Securities Depositories Depository Trust & Clearing Corporation United States Securities and Exchange Commission First Issues Collectors Club ACT Securities Exchange Act Settlement U.S. Securities and Exchange Commission Securities Financial economics Financial system
223	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]May 9, 2005 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-05-10 18:42:48 United States securities law Depository Trust & Clearing Corporation Securities Securities Exchange Act U.S. Securities and Exchange Commission ACT Financial system Financial economics Finance
224	Securities and Exchange Commission; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-21 15:08:58 Central Securities Depositories 73rd United States Congress United States Securities and Exchange Commission United States securities law Depository Trust & Clearing Corporation Securities Securities Exchange Act U.S. Securities and Exchange Commission Financial system Financial economics Finance
225	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-OCC[removed]and SR-NSCC[removed]November 20, 2008 Self-Regulatory Organizations; The Options Clearing Corporation and National Securities Clearing C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-21 13:13:23 Options Clearing Corporation Depository Trust & Clearing Corporation ACT Exercise Security Futures contract Short U.S. Securities and Exchange Commission Financial economics Financial system Finance
226	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-29 10:31:20 Securities Depository Trust & Clearing Corporation Security Settlement Securities Exchange Act U.S. Securities and Exchange Commission Securities lending Broker-dealer Federal Reserve System Financial economics Financial system Finance
227	Release No[removed], File No. SR-DTC[removed], Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Establish a Set Up Fee for Open-Ended Mutual Funds Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-04 15:35:56 Central Securities Depositories 73rd United States Congress United States Securities and Exchange Commission United States securities law Depository Trust & Clearing Corporation Securities Securities Exchange Act U.S. Securities and Exchange Commission Federal Reserve System Financial economics Financial system Finance
228	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]June 6, 2005 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to th Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-06-09 12:33:02 United States securities law First Issues Collectors Club 73rd United States Congress United States Securities and Exchange Commission Depository Trust & Clearing Corporation Securities Exchange Act U.S. Securities and Exchange Commission UBS Financial economics Finance Financial system
229	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]March 18, 2004 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-22 09:56:07 United States securities law Central Securities Depositories 73rd United States Congress United States Securities and Exchange Commission Depository Trust & Clearing Corporation Securities Securities Exchange Act U.S. Securities and Exchange Commission Financial system Financial economics Finance
230	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]October 1, 2009 Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectivenes Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-06 10:24:02 United States securities law Depository Trust & Clearing Corporation Securities ACT Securities Exchange Act U.S. Securities and Exchange Commission Fee Financial system Financial economics Finance

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